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Compliance Trainee

Salary: Competitve

Location: London

Application Deadline: EXPIRED

Job Type: School leaver job

Contract Type: Permanent

The job

Summary of the job role

The Janus Henderson Trainee Programme is aimed at recent graduates, school leavers and those looking for a career change. The programme is for a period of 12 months and is run in our London and Denver offices. Unlike a traditional rotational Graduate Programme, Trainees are placed into one of our teams for the duration of their contract, enabling them to learn what the team does in real depth. It is a fantastic opportunity to learn new skills from a combination of both 'on the job' and formal training. For those Trainees who excel in their roles, there may even be potential to secure a permanent role within Janus Henderson.

The Department

The Compliance team is responsible for fostering and developing a compliant business culture, monitoring, assessing and reporting on the effectiveness of agreed key controls, providing advice on the development of various procedures, management of external relationships with regulators, clients, administrators and trustees, and educating and training employees on regulatory issues.

The EMEA Compliance Department is separated into distinct areas: Distribution Compliance; Investment Management Compliance, Monitoring, Core Compliance and Financial Crime, all of which report directly to the Head of Compliance, EMEA.

What you will learn

How the Compliance function promotes and encourages adherence to the regulatory obligations and rules to which JHI, management and staff are subject.

What you will be doing in more detail

The main purpose of the role will be to support the Distribution Compliance team in providing compliance oversight and regulatory advice.

In summary, the primary purpose of this job is to provide support the Head of Distribution Compliance, Compliance Managers and other team members in respect of all JHG distribution related activities, both retail and institutional.

The role will represent compliance in retail and institutional distribution matters, including but not limited to the following:

Customer Interests initiatives including TCF and Conduct Risk
Financial Promotion reviews
Complaint resolution oversight and root cause analysis
Trustee & Third Party Administrator liaison
Regulatory Reporting
Gifts & Entertainment/Inducements
Breach management oversight and root cause analysis
Assistance with regulatory change implementation projects
Policy reviews
Production of MI

The role will initially focus on the Distribution Compliance area and may subsequently involve supporting the other compliance teams.

What we are looking for

Strong communication skills
Strong attention to detail
Organised with the ability to work on multiple projects
Able to work in a deadline driven environment
Team worker
Self-motivated
A high degree of enthusiasm and professionalism
Be proactive in escalating issues.


Compliance Requirements

At a minimum the role will require you to:

Place the interest of Janus Henderson's Clients first and always act in accordance with TCF (Treating Customers Fairly) principles
Understand and follow laws and regulations applicable for your role, seeking the help of your supervising manager or Compliance if you would like further explanation or direction regarding this
Understand and abide by all Janus Henderson policies applicable to your role, and ask for the support/guidance of the policy owner if you are unsure at any time
You are ultimately accountable for your actions and responsible for seeking further information on any or all of the above as necessary.


We are an equal opportunity / Affirmative Action employer. All applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, disability or veteran status.

Continue reading to learn what it's like to work at Janus Henderson Investors


Life at Janus Henderson Investors for apprentices

Our culture is one of our greatest strengths. It is the basis for our interactions with our clients and it shapes our unique, people-focused work environment.

We are a progressive and entrepreneurial firm that actively supports its employees. We believe in clear and open communication channels and flat management structures to encourage free thinking, enabling decisions to be made quickly and accurately. Our employees work in an innovative and independent environment that encourages responsibility and accountability for actions and decisions taken.

Our working environment is one of mutual trust, respect and teamwork where you will be free to air ideas and voice your opinions. We aim to maintain an intellectual, robust and stimulating office.

We strive to be the best and we attract and engage teammates who share our dedication to excellence. We also believe in establishing a work/life balance that ensures success and also allows for you to achieve your personal goals.